Law library · Sierra Leone · The Other Financial Services (Amendment) Act, 2007.
Section 50K, The Other Financial Services (Amendment) Act, 2007.
Status not yet checkedThe Other Financial Services (Amendment) Act, 2007., Sierra Leone
(1) The Central Bank shall keep in such form as it thinksfit a register of the licence holders under this Part specifying –
(a) in relation to each licence holder-
(i) name of the holder;
(ii) the address of the principal place of
business at which the holder carries on
the business;
(iii) where the business is carried on under
a name or style other than the name of
the licence holder, the name or style
under which the business is carried on;
Cessation of
activity on
loss of representative.
to enquire
into securities
transactions
of licence
holders.
.
Period
of licence.
Grant of
representative’s
licence. Notification
of change of
particulars.
18 19
Regiister of
licence
holders.
No. 4 Other Financial Services (Amendement) Act 2007No. 4 Other Financial Services (Amendement) Act 2007
(iv) the activities covered by the licence;
and
(v) such other information as the Central
Bank may determine; and
(b) in relation to each holder of a representative’s
licence also–
(i) the name of the dealer, broker,
investment adviser or fund manager in
relation to whom the licence was issued;
and
(ii) where the business of that dealer,
broker, investment adviser or fund
manager is carried on under a name or
style other than the name of the dealer,
broker, investment adviser or fund
manager, the name or style under which
that business is carried on.
(2) Where a licence holder has ceased to be licensed, the
Central Bank shall make a note to that effect in the register and may
delete any reference to that person in respect of any such licence at
the end of such period as the Central Bank thinks appropriate.
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